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Emperor Investments Inc., is an SEC-registered investment adviser. Please see disclosures for more information.

By using this website, you understand the information being presented is provided for informational purposes only and agree to our Terms of Use and Privacy Policy. Emperor’s investment advisory services are available only to residents of the United States in jurisdictions where Emperor is registered. Emperor Investments relies on information from various sources believed to be reliable, including clients and third parties, but cannot guarantee the accuracy and completeness of that information. Nothing in this communication should be construed as an offer, recommendation, or solicitation to buy or sell any security. Communications by Emperor through its social media community are for educational and informational purposes and should not be considered a solicitation to buy or sell securities. Additionally, Emperor Investments does not provide tax advice and investors are encouraged to consult with their personal tax advisors. See disclosures for more information.

Emperor Investments’ financial advisory and planning services, provided to investors who become clients pursuant to a written agreement, are designed to aid our clients in preparing for their financial futures and allow them to personalize the assumptions they make about their portfolios. All stock market investing involves the risk of losing your money. Past performance does not guarantee future performance. Historical returns, expected returns, and probability projections are provided for informational and illustrative purposes, and may not reflect actual future performance.

Before investing, consider your investment objectives and Emperor’s fees and applicable custodial fees. Brokerage services are provided by FolioInvestments, Inc., an SEC registered broker-dealer and member FINRA/SIPC. Investments: Not FDIC Insured-No Bank Guarantee-May Lose Value


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Pursuant to Rule 206(4)-3 of the Investment Advisers Act of 1940 (the “Act”), it is required that Vintage Value Investing notify you, that they have entered into a Solicitor Agreement (“Agreement”) with Emperor Investments. Under the terms and conditions of that Agreement, if you retain Emperor Investments, Vintage Value Investing will receive a one-time referral fee of between $50-$1,000 for funds added within 14 days. This arrangement would not, however, affect the amount of the regular fee that Emperor Investments charges for its investment advisory services.  Fees paid by referred clients, such as you, are the same as the fees paid by clients for whom Emperor Investments pays no compensation to Vintage Value Investing or any other Affiliate.

You will receive a copy of Emperor Investments’ most recent Brochure and Brochure Supplement when you enter into an advisory relationship with Emperor.  Federal law requires that you receive a copy of this form that describes Emperor Investments, its investment approach, funds under management and, as well, gives pertinent information about Emperor Investments’ key personnel. 

ACKNOWLEDGMENT OF RECEIPT OF DISCLOSURES AND DOCUMENTS:
By clicking through to Emperor’s website, you acknowledge receiving this Solicitor’s Disclosure Statement, with all disclosures recited above.  In addition, you acknowledge you consent to this referral arrangement. You also acknowledge that you are not entering into any advisory relationship with the Solicitor, Vintage Value Investing. Such advisory services are only available pursuant to a separate agreement with Emperor Investments.

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